Lesson 30: Applied Chords to IV

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Key Takeaways

  • V7 of IV is the dominant applied chord in practice; build it by adding a chordal 7th to the tonic triad — in major that means adding ♭7̂ (the telltale accidental); in minor, raise 3̂ instead
  • The telltale notes are tendency tones: ♭7̂ (chordal 7th) pulls down by half-step in major; ♯3̂ (local leading tone) pulls up by half-step in minor — opposite expressive effects
  • V7/IV and its inversions appear most often in chromatic bass lines (ascending or lament descents) and as passing/neighbor chords between I and IV

Building V7 of IV ▶ 1:19

Context Chord Telltale Note Resolves
Major I + ♭7̂ → V7/IV ♭7̂ (e.g., B♭ in C major) down by half-step
Minor i + ♯3̂ → V7/IV ♯3̂ (e.g., G♯ in E minor) up by half-step
  • Plain I triad is technically V/IV but never used; only V7/IV (with the chromatic note) is meaningful
  • V7/IV is never called I7 — I7 would use the diatonic 7th (e.g., B♮ in C major)

Sound & Function ▶ 5:30

  • Often functions as a tonic substitute — appears where tonic could have been (e.g., directly after dominant)
  • ♭7̂ in major frequently appears in a frustrated leading tone pattern: 7̂ → ♭7̂ → resolves down into IV
  • In major: chromatic lowering + downward resolution = relaxing effect; in minor: chromatic raising + upward resolution = intensifying effect

Tonic substitute function and chromatic bass line

Inversions of V7/IV ▶ 13:55

Inversions of V7/IV with bass notes and resolution directions

Inversion Bass Note Bass Resolution
V⁶₅/IV ♯3̂ up → root-position IV
V⁴₃/IV down → IV or IV⁶
V⁴₂/IV ♭7̂ either direction
  • V⁶₅/IV in minor creates a rising chromatic bass: ♭3̂ – ♯3̂ – 4̂ (mirrors ♯4̂–4̂–5̂ with applied chords to V)
  • V⁴₃/IV commonly used as a passing chord between I⁶ and IV (or between chords a third apart)

Worked Examples ▶ 3:57

  • Haydn symphony slow movement — root-position V7/IV in major; chromatic bass with frustrated leading tone ▶ 3:57
  • Weber, Der Freischütz overture — V7/IV as phrase climax, resolves to root-position IV ▶ 7:34
  • Mozart K. 332 — V7/IV → IV⁶ over tonic pedal; classic opening formula (covered fully in Lesson 31) ▶ 9:03
  • Mendelssohn, Songs Without Words — V7/IV in minor; ♯3̂ triggers chain of rising parallel thirds leading to V7/V ▶ 9:45
  • Chopin Nocturne (minor) — V⁶₅/IV in second phrase; Purcell Dido, Beethoven Op. 110 — V7/IV in chromatic lament bass descents ▶ 12:05
  • Chopin Op. 62 No. 2 / Beethoven Op. 30 — V⁴₃/IV as passing chord in bass-descending-by-thirds progressions ▶ 21:24
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