Lesson 26: Applied Chords to V

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Key Takeaways

  • Applied dominants to V contain raised scale degree 4̂ (the local leading tone)—normally an accidental that resolves up to scale degree 5̂
  • Spell and resolve applied chords as if they were functioning in their "home key" (e.g., V⁶/V resolves exactly like V⁶ in the key of V)
  • Label by function, not root — calling a chord "V⁷/V" tells you where it goes; calling it "II⁷" tells you almost nothing useful

What Is an Applied Dominant? ▶ 2:34

  • Applied dominant (= secondary dominant = applied chord): a chord with dominant quality that resolves to something other than tonic
  • Applied chords to V function as predominants — chromatic dissonance gives a stronger push to V than diatonic PD chords
  • Applied chords ≠ modulation; the key has not changed unless confirmed by what follows

Mozart string quartet analysis showing V⁶/V resolving to V


The Full Family of Applied Chords to V ▶ 11:15

Symbol Quality Notes (C major/minor) Common inversions
V/V Major triad D–F♯–A Any; less common (less dissonant)
V⁷/V Dom. 7th D–F♯–A–C Any
vii°/V Dim. triad F♯–A–C 1st inversion mainly
vii°⁷/V Fully dim. 7th F♯–A–C–E♭ Any except ²; diatonic-to-target minor form
viiø⁷/V Half-dim. 7th F♯–A–C–E Usually root position; diatonic-to-target major form
  • In parallel C major and C minor, the same applied-chord spellings can be used; what changes is which notes need accidentals. The half-diminished form matches the target major key, while the fully diminished form supplies the lowered seventh associated with target minor and mixture

Voice Leading Rules ▶ 4:18

  • Raised 4̂ (local leading tone) resolves up by half-step to scale degree 5̂
  • Chordal 7th resolves down by step; chordal 5th steps down; root is common tone
  • Frustrated leading tone: when an applied V⁷ resolves to V⁷ (not just V), raised 4̂ can move down by half-step to accommodate the 7th ▶ 26:31

Pro Tips ▶ 15:42

  1. Resolves to cad. ⁶₄ — applied chord → cad. ⁶₄ → V is very common; G♯ is often a common tone ▶ 15:42
  2. Applied chord as the only PD — no diatonic predominant required before it ▶ 18:02
  3. Raised 4̂ is not always in the bass—it can appear in any voice; look for the accidental ▶ 19:00
  4. Minor keys often need two accidentals—raise both 4̂ and 6̂ for V/V ▶ 20:12
  5. vii°⁷/V in major needs two accidentals—raised 4̂ plus lowered 3̂; this creates parallel chromatic sixths with bass (♯4̂–5̂ in bass, 2̂–♭3̂–3̂ in soprano) ▶ 23:18

Mozart Requiem: minor key applied chord with two accidentals

Mozart Coronation Concerto: vii°⁷/V with lowered 3̂ in major


Ambiguity: Applied Chord vs. Modulation ▶ 28:33

  • A phrase ending on root-position V⁷/V → V can be heard as half cadence in original key or PAC in the key of V — genuinely ambiguous until context confirms
  • Analysis walkthrough of Mozart Piano Sonata in D major: ▶ 29:00

Quick Reference: Spelling Applied Chords to V

  1. Find scale degree 5̂ of your key—this is the chord your applied chord resolves to
  2. Pretend that note is tonic. Build the chord you need (V, V⁷, vii°, vii°⁷, viiø⁷) in that temporary key using its own key signature
  3. Compare to the real key signature. Any note that differs from the home key requires an accidental — sharps, flats, or naturals
  4. Resolve by tendency:
    • Raised note (local leading tone) → up by half-step to scale degree 5̂
    • Chordal 7th → down by step
    • In minor: you will often need two accidentals (raised 4̂ and raised 6̂)

Worked example: V⁷/V in E♭ major

Step Work
Key of E♭ major Key sig: B♭, E♭, A♭
Scale degree 5̂ = B♭ Target chord resolves to B♭
Build V⁷ in B♭ major F–A–C–E♭ (dom. 7th on F)
Compare to E♭ major A♮ is chromatic (home key has A♭)
Accidental needed A♮ (= raised scale degree 4̂)
Resolution A♮ resolves up to B♭; E♭ (7th) resolves down to D

Result: F–A♮–C–E♭ → B♭ chord — one accidental (♮ before A).


Supplementary context from Kostka & Payne, Tonal Harmony (8th ed.), Ch. 16.

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