Lesson 23: Using Figured Bass to Show Non-Chord Tones

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Key Takeaways

  • Figured bass can show upper voice motion over a stationary bass — in this mode, read figures horizontally (pairs = stepwise melodic motion) not just vertically (stacks = chord inversion)
  • The Roman numeral identifies the harmony and chord tones; figures track the non-chord tones and their resolutions; the two can tell you different things simultaneously
  • Whenever you see 6-4 → 5-3 over a stationary bass, the 6-4 figures show non-chord tones resolving — not a second-inversion chord (critical setup for Lesson 24: cadential 6-4)

Figured Bass for Non-Chord Tones ▶ 3:03

  • Normal use: figured bass shows chord inversion (e.g., I⁶, V⁴₃)
  • Extended use: when the bass holds still, figures track moving upper voices — read left-to-right as melodic intervals, not a single vertical stack
  • Roman numeral = active harmony; any note not in that chord = non-chord tone (NCT)
  • Two-stack notation: first stack = NCTs, second stack = their resolutions into chord tones

Figured bass notation showing NCTs resolving over stationary bass


Common Situations for This Notation ▶ 8:38

  • At cadences: multiple NCTs cluster on a strong beat, then resolve — especially dominant-to-tonic authentic cadences and half cadences
  • Prominent suspensions: classified by a pair of figures separated by a dash (interval of suspension → interval of resolution above the same bass)
Suspension Type Figures Motion
9-8 suspension 9–8 9th resolves down to octave
7-6 suspension 7–6 7th resolves down to 6th
4-3 suspension 4–3 4th resolves down to 3rd
  • Only prominent suspensions get labeled; analysts don't mark every single one

Figured bass suspension analysis in Beethoven violin sonata


The "Apparent Chord" Paradox ▶ 14:32

  • NCTs moving together over a pedal bass can produce sonorities that look like real chords — but may not function as chords
  • Two interpretations always possible: (1) assign each sonority its own Roman numeral, or (2) treat as one harmony with NCT decoration

Two competing analyses of the same passage

  • Choose based on harmonic rhythm and functional logic — if Roman numerals produce nonsensical progressions (e.g., ii⁶₄ after V⁷), prefer the NCT reading
  • Worked examples — Beethoven Op. 2 No. 1 (bars 1–2) and Mozart K. 330 slow movement: ▶ 15:16 and ▶ 19:42

Pro Tip: 6-4 → 5-3 Over Stationary Bass ▶ 23:18

  • This pattern always signals NCTs, not second inversion — the Roman numeral names the chord, the 6-4 figures name the embellishments
  • Horizontal lines extending under subsequent figures = voice is held across the duration
  • Leads directly into Lesson 24: the cadential 6-4
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